Basic Registry Records and Archives Management Training

Basic Registry, Records and Archives Management Training

Proactive Strategies for Record Control, Disposal, and Efficient Information Management

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Platform:
Online
In-class
Date Venue Duration
12 - 16 October 2026 Sandton, Gauteng 5 Days
19 - 23 October 2026 Durban, KZN 5 Days

Course Introduction

Prospen Africa’s Basic Registry, Records, and Archives Management Course seeks to capacitate registry officials and records management practitioners to be proactive in their approach to managing records. Thus, they should learn to develop and implement tools and instruments that seek to gain control of records from creation until disposal. A file plan, a disaster plan, information security plan, and an Enterprise Content Management (ECM) solution are critical tools that can serve this purpose; hence they are the focus of this Basic Registry, Records and Archives Management Training course.

According to Michael Jackson (not the musician, but an expert in Systems Thinking), “a system is a complex whole the functioning of which depends on its parts and the interaction between those parts”. As an example of a system, an organisation’s recordkeeping system should consist of all resources, policies, procedures, and guidelines around which filing is organised. Unfortunately, records management efforts in most organisations have remained stagnant over the years. This can largely be attributed to the fact that records management practices have been characterised by a “collector’s approach”, thus, records management practitioners are sitting idle awaiting for records to be transferred to their custody when no longer required by the creating business unit. This reactive approach has compromised the quality of recordkeeping systems within organisations. In all operations and functional areas, the standard of continuous improvement and learning is becoming the norm around the world. Records Management should not be any different.

Course Duration Options

This Basic Registry Records and Archives Management Training is available in two formats, so you can choose the depth that fits your time and needs:

3-Day Essentials Core Foundations

Foundations, legislation, and filing systems essentials, followed by file plans and registry management essentials, and records inventory, disposal, and EDRMS essentials.

Ideal for: Professionals who need practical, current records management capability without an extended time commitment.

Course Objectives

After attending this Basic Registry, Records and Archives Management Training course, delegates will be able to:

  • To distinguish between a record and a document
  • To distinguish between different types of records
  • Understand the legislative framework for records management
  • To understand different types of filing system
  • To understand the record lifecycle concept
  • Develop and use a file plan
  • Develop and use a records control schedule
  • Implement an effective filing system
  • To develop a records inventory
  • To systematically dispose of records in line with the law
  • Implement basic technological tools to manage records
  • Understand the concept of integrated electronic document and records management systems

Who should attend?

This Basic Registry, Records, and Archives Management Course is suitable for individuals working in HR and Registry.

Finance Courses

Training Methodology

Our diverse instructional approaches ensure effective learning:

– Lectures & Presentations: Engage with expert-driven, stimulating content.
– Course Material: Access well-crafted supporting resources.
– Group Work: Collaborate on discussions and case studies for practical insights.
– Workshops & Role-Play: Participate in immersive, scenario-based activities.
– Practical Application: Focus on applying theoretical knowledge in real situations.
– Post-Training Support: Receive extensive support after training for skill implementation.

Training Outline

3-Day Essentials — Training Outline

DAY 1 — Foundations, Legislation, and Filing Systems
Introducing Records Management Essentials
  • What is a record? Differences between a record and a document
  • Differences between records management, information management, and knowledge management
  • The lifecycle of a record and different categories of records
  • The benefits of sound records management
The Regulatory Framework Essentials
  • The National Archives and Records Services Act (NARS)
  • The Promotion of Access to Information Act (PAIA)
  • The Protection of Personal Information Act (POPI, Act No. 4 of 2013)
  • The Promotion of Administrative Justice Act (PAJA)
Filing Systems Essentials
  • Subject-based, project-based, and alphabetical filing systems
  • Client, number, and geography-based arrangement
  • Identifying the various forms of records in an organisation and how each is managed
  • Managing records as a basis for an effective delivery service

DAY 2 — File Plans and Registry Management
Designing a File Plan Essentials
  • Composition and attributes of an effective file plan
  • NARS Standards
  • Using a file plan to classify, describe, and arrange records
  • Differences between a subject filing system and a case filing system
Managing an Effective Registry System Essentials
  • Registry: to centralise or not to centralise
  • Physical location and layout of a registry
  • Services rendered by the Registry and duties of registry officials
Implementing a File Plan and Office-Based Filing Essentials
  • Prerequisites for implementing a file plan: management model, policies, and standards
  • Conducting a change management and training programme
  • Managing an office-based filing system: classifying records, creating file categories, and archiving

DAY 3 — Records Inventory, Disposal, and EDRMS
Control Registers and Records Inventory Essentials
  • Types and benefits of control registers
  • Why and how to develop a records inventory
Records Management Policy and Information Security Essentials
  • Key elements of a Records Management Policy
  • What is information security, and why it matters
  • Security measures for physical records and controls for electronic records
Appraisal, Disposal, and EDRMS Essentials
  • The 3 types of disposal authorities and National Archives disposal procedures
  • Introduction to Integrated Electronic Document and Records Management Systems, including how AI and cloud technologies are increasingly shaping modern EDRMS solutions
  • The advantages and risks of managing records electronically

5-Day Comprehensive — Training Outline

Day 1
Introducing Records Management
  • What is a record?
  • Differences between a record and a document
  • Differences between records management, information management, and knowledge management
  • The lifecycle of a record
  • Different categories of records
  • Records management terminology
  • The benefits of sound records management
The Regulatory Framework for Records Management
  • The Municipal Finance Management Act (Act No. 56 of 2003)
  • The Public Finance Management Act (Act No. 1 of 1999)
  • The National Archives and Records Services Act (NARS)
  • The Promotion of Access to Information Act (PAIA)
  • The Electronic Communications and Transactions Act (ECTA)
  • The Protection of Personal Information Act (POPI, Act No. 4 of 2013)
  • The Promotion of Administrative Justice Act (PAJA)
Different Types of Filing System: Part 1
  • Subject-based filing system
  • Project-based filing system
  • Alphabetical arrangement
Different Types of Filing System: Part 2
  • Client/Customer arrangement
  • Number (ID number, account number) arrangement
  • Geography (city, region, country) arrangement
Understanding the Various Types of Records and How They Are Managed
  • Identifying the various forms of records in an organisation and how each is managed
  • Understanding the implications of not keeping public records in case they are lost
  • Managing records as a basis for an effective delivery service

Day 2
Designing a File Plan
  • Origin of a File Plan
  • Composition of a File Plan
  • Attributes of an Effective File Plan
  • Basic Requirements of a Good File Plan
  • Necessity of an Effective File Plan
  • NARS Standards
Using a File Plan to Manage Correspondence Records
  • Differences between a subject filing system and a case filing system
  • Using a file plan to classify records
  • Using a file plan to describe records
  • Using a file plan to arrange records
Designing and Using a Records Control Schedule to Manage ‘Other’ Records: Part 1
  • Schedule of paper-based records
  • Schedule of electronic records
Designing and Using a Records Control Schedule to Manage ‘Other’ Records: Part 2
  • Schedule of audio-visual material
  • Schedule of micro-graphic records

Day 3
Managing an Effective Registry System
  • Registry: to centralise or not to centralise
  • Physical location of a registry
  • Lay-out of a registry
  • Services rendered by the Registry
  • The duties of different registry officials
Prerequisites for the Implementation of a File Plan
  • Determining the Management Model
  • Developing supporting policies and procedures
  • Developing records standards
  • Securing resources
  • Circulating the procedures, standards, and the file plan
  • Conducting a change management and training programme
  • Gaining control of your terminated records
Managing an Office-Based Filing System (PAs, Office Managers/Administrators, Secretaries)
  • Classifying your records
  • Creating File Categories
  • Subcategorising
  • Colour Coding
  • Label Making
  • Filling Your Drawer
  • Archiving your records

Day 4
Control Registers and a Good Filing System
  • Types of control registers
  • The benefits of control registers
  • Formats of control registers
Compiling a List of Records (Records Inventory)
  • Why develop a records inventory?
  • Steps in developing a records inventory
  • Records Inventory Formats
Developing a Records Management Policy
  • Why develop a Policy on Records Management
  • Template for a RM Policy
  • Key elements of a Records Management Policy Provisions
The Protection of Records
  • What is information security
  • Why information security
  • Risks associated with records
  • Security measures for physical records
  • Security controls for electronic records

Day 5
Appraisal and Disposal of Records
  • The National Archives and the disposal of records
  • The 3 types of disposal authorities
  • When to appraise records?
  • Who should appraise records?
  • When to dispose of records
  • How to dispose of records – National Archives Procedures
Introduction to Integrated Electronic Document and Records Management Systems
  • What is Electronic Document Management System (EDMS)
  • What is Electronic Records Management System (ERMS)
  • What is Electronic Document and Records Management System (EDRMS)
  • What is Enterprise Content Management (ECM) System
  • Electronic documents and records management systems functionality, including the growing role of AI and cloud technologies in modern EDRMS solutions — supporting automated classification, retrieval, and cloud-based storage and access
  • The advantages of managing records electronically
  • The risks associated with managing records electronically
  • The best implementation approaches

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The facilitator is the best in the field and i personally learnt a lot on the subject matter.

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The facilitator was knowledgeable, engaging, and presented the material clearly. The institution provided a well-organized learning environment with adequate resources and support throughout the training.

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The vast knowledge of Mr Selelepoo is really unmatched. I am totally happy and transformed from this training.

FAQs –Basic Registry, Records and Archives Management Training

Develop essential registry, records, and archives management skills covering filing systems, records lifecycle, classification, retention, disposal, and information management.

What is covered in the Basic Registry, Records and Archives Management course?
The course covers records management principles, legislative requirements, filing systems, record lifecycles, file plans, records control schedules, registry management, records inventories, records disposal, information security, and electronic document and records management systems.
Who should attend Basic Registry, Records and Archives Management training?
The training is suitable for registry officials, records management practitioners, HR and registry personnel, office administrators, records coordinators, and professionals responsible for managing organisational records and information.
Does the course cover South African records management legislation?
Yes. The course covers key South African legislation relevant to records management, including the National Archives and Records Services Act, PAIA, POPIA, PAJA, ECTA, PFMA, and MFMA.
Does the Basic Registry Records and Archives Management Training teach file plan development?
Yes. Participants learn the purpose and composition of a file plan, the requirements of an effective file plan, NARS standards, and how to use a file plan to classify, describe, and arrange records.
Does the course cover records appraisal and disposal?
Yes. The training covers records appraisal, National Archives disposal requirements, disposal authorities, when records should be appraised and disposed of, and procedures for lawful records disposal.
Does the course cover electronic records and EDRMS?
Yes. Participants are introduced to Electronic Document Management Systems (EDMS), Electronic Records Management Systems (ERMS), Electronic Document and Records Management Systems (EDRMS), Enterprise Content Management (ECM), electronic records functionality, benefits, risks, and implementation approaches.

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