Disciplinary Code and Procedure Training

Workplace Investigations and Disciplinary Procedure

Master Fair Disciplinary Hearings and Legal Compliance Under Current Labour Frameworks

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Platform:
Online
In-class
Date Venue Duration
19 - 23 October 2026 Sandton, Gauteng 5 Days
30 November - 04 December 2026 Sandton, Gauteng 5 Days

Course Introduction

The purpose of a disciplinary code and procedure training is to regulate standards of conduct and incapacity of employees within a company or organisation. The aim of discipline is to correct unacceptable behaviour and adopt a progressive approach in the workplace. 

 

Many organisations have costly compensation orders from the CCMA due to lack of adequate knowledge and skills amongst some Line Managers and HR staff that are not complying with legislation regarding disciplinary matters. The holistic approach and comprehensive perspective of this course gives detailed insight into discipline in the workplace. This course will equip line managers and HR staff on how to effectively chair a disciplinary hearing. Many organisations hire expensive legal consultants to chair their disciplinary hearings. 

 

Prospen Africa’s Workplace Investigations and Disciplinary Procedure Training will give your organisation the skills to professionally chair a disciplinary hearing. This course gives a practical hands-on approach to chairing disciplinary hearings in your workplace. The course focuses on how to conduct disciplinary hearings in line with the principles of fairness and equity as envisaged by the Labour Relations Act and the current Code of Good Practice: Dismissal. Sanctions for misconduct issues of absenteeism, intoxication on duty, theft and many other types of misconduct are dealt with from the perspective of what is acceptable for chairpersons to hand down as per the relevant case law and the CCMA’s guidelines. 

Course Objectives

By the end of this Workplace Investigations and Disciplinary Procedure course, participants will be able to:
  • Understand the organizational and legal framework governing South African labor law, including the unified Code of Good Practice: Dismissal
  • Conduct fair and impartial workplace investigations following progressive discipline standards
  • Prepare comprehensively for disciplinary hearings, ensuring both substantive and procedural fairness
  • Conduct disciplinary hearings effectively in accordance with legislative prescripts
  • Develop executive-level skills for the professional chairing of hearings and formulating defensible outcomes
  • Enhance organizational compliance to mitigate dispute risks and reduce CCMA litigation costs

Who should attend?

  • Human Resource Managers
  • Employment Equity Managers/Coordinators
  • Skills Development Facilitators
  • Transformation Managers
  • Training and Development Officers
  • Labour Relations Officers
  • Senior Managers and Executives
  • Compliance and Legal Professionals
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Training Methodology

Our diverse instructional approaches ensure effective learning:

– Lectures & Presentations: Engage with expert-driven, stimulating content.
– Course Material: Access well-crafted supporting resources.
– Group Work: Collaborate on discussions and case studies for practical insights.
– Workshops & Role-Play: Participate in immersive, scenario-based activities.
– Practical Application: Focus on applying theoretical knowledge in real situations.
– Post-Training Support: Receive extensive support after training for skill implementation.

Training Outline

Module 1: Explain Organisational and Legal Policies, Procedures for Instituting Disciplinary Action
  • The difference between poor performance issues and misconduct issues is explained in terms of how each are handled, applying the current Code of Good Practice: Dismissal (effective September 2025, which replaced the previous Schedule 8 framework)
  • Procedure for instituting disciplinary action and applicable timeframes is explained in terms of the organisation's procedures and legal requirements
  • Role players in the disciplinary process and their roles and rights are explained in terms of the organisation's procedures and legal requirements
Module 2: Investigate the Allegation
  • Statements are taken that meet legal and organisation requirements
  • The investigation is conducted in a fair and impartial manner
  • The various options open is discussed with relevant specialists and a way forward with the disciplinary action is decided upon in terms of the organisation's disciplinary procedure
  • Where no further action is required, the paperwork is completed and forwarded/filed according to organisational requirements
Module 3: Prepare for a Hearing
  • Verbal/written notification to employees undergoing a hearing is given in terms of organisational prescripts
  • The employee is notified of his/her rights regarding the hearing in terms of legal and organisational requirements
  • The required information is identified and given to the employee prior to the hearing in terms of legal and organisational requirements
  • Preparation for the hearing in terms of human and physical resources is carried out and meets the requirements of the organisation
  • Internal and external resources available to help with the process/decision making are identified in terms of organisational policy
Module 4: Conduct a Disciplinary Hearing
  • The roles of all parties in the process are clarified at the start of the hearing in terms of legal and organisational requirements
  • The disciplinary hearing is conducted in a manner that meets all legal and organisational requirements
  • A decision is concluded meeting the requirements from both a legal and organisational perspective, aware of current CCMA case law such as De Wet v CCMA, which confirmed that delays in taking disciplinary action are not automatically unfair and that fairness depends on context, the nature of the allegations, and employer justifications
  • The process meets procedural requirements from both a legal and organisational perspective
  • A decision is made, and the employee is advised of the decision following legal and organisational requirements
  • All relevant role players are notified of the decision in a manner that ensures all the legal and organisational requirements are met

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Success Stories

Discover how our courses enhance professionals’ effectiveness in their workplaces.

ELIDZ

Thrive as an Intern: Managing Anxiety, Building Resilience & Handling Rejection

The training was very insightful, contents shared are relatable, and the facilitator is amazing in such a way that he is able to reference practical examples to make concepts understandable and relatable to all. Listening and interacting with him is easy because he opens the platform for everyone, even when he is speaking, you are able to listen attentively with understanding because he is well informed, passionate, and well prepared. He knows his story. Lastly, the session is very interactive and interesting, you constantly looking forward to hear more and say more as well.

East London IDZ

Managing Anxiety, Building Resilience & Handling Rejection

The training was very insightful, and I learnt a lot about Resilience & Handling Rejection. I am glad I was part of the training

Central Bank of Lesotho

Unlock HR's Strategic Power with Modern HRIS

The programme was fascinating and informative.

FAQs –Workplace Investigations and Disciplinary Procedure

Master workplace evidence collection, legal investigative interviewing, procedural fairness standards, and disciplinary hearing chairing to execute legally sound, compliant internal workplace investigations.

What topics are covered in the Workplace Investigations and Disciplinary Procedure course?
The course covers gathering and preserving workplace evidence, conducting neutral forensic interviews, drafting charge sheets, initiating disciplinary hearings, procedural vs. substantive fairness, and Labour Relations Act (LRA) compliance.
Who should attend this workplace investigation and discipline course?
This training is designed for HR professionals, ER specialists, line managers, department heads, internal auditors, forensic investigators, and legal advisors who initiate or chair disciplinary proceedings.
What are the key learning objectives of this disciplinary procedure workshop?
Delegates learn to conduct objective internal investigations, formulate legally sound disciplinary charges, chair fair hearings, apply progressive discipline guidelines, and minimize CCMA dispute referrals.
How long is the Workplace Investigations and Disciplinary Procedure course?
The programme is delivered as an intensive 3-day practical workshop featuring mock disciplinary hearings, evidence-handling exercises, charge drafting sessions, and recent Labour Court case reviews.
What practical skills will delegates gain from this workshop?
Participants will gain practical skills in taking witness statements, evaluating the balance of probabilities, drafting formal hearing outcome reports, issuing sanctions, and defending procedural fairness at CCMA arbitrations.
Can Prospen Africa deliver this course as customized in-house training?
Yes. Prospen Africa can customize the workshop to align with your organization's specific disciplinary code, grievance procedures, industry bargaining council rules, and internal HR policies.

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